You carry fiduciary
liability. Let us carry it.
Retirement plans are one of the most valuable benefits you can offer your employees — but they also come with complex rules, paperwork, hidden fees, and serious legal liability. For many business owners and HR teams, managing a retirement plan quietly becomes a full-time job they never asked for.
Why proper plan management matters.
As a plan sponsor, you are personally liable for the fees, investment options, and decisions made inside your retirement plan — even if you outsource pieces of the administration.
If your plan is out of compliance, too expensive, or not properly monitored, it can lead to:
- Fiduciary exposure and legal risk
- Unnecessary costs for both the company and employees
- Frustrated HR staff responsible for notices, distributions, updates & more
- Outdated plan documents and missed regulatory changes
- Poor investment options and inadequate participant results
* Advanced investment strategies involve additional risks and may not be suitable for all investors. All investing involves risk, including loss of principal, and there is no guarantee that any strategy will be successful or achieve its intended outcome.
What we can do for you.
Remove Fiduciary & Administrative Burdens*
You no longer need to be the plan sponsor or carry fiduciary responsibility — we step in and take that role.
- Fiduciary oversight and full legal responsibility
- Plan documents, updates, notices, and distributions
- Compliance, governance, and ongoing monitoring
* The Plan Sponsor retains a residual fiduciary duty to prudently select and monitor the service provider.
Improve Your Plan & Upgrade Investment Options
In many cases, you can keep your current provider while still adding institutional-level investment options and lowering costs.
- Maintain your existing platform if preferred
- Add better investment menus for employees
- Reduce unnecessary fees and improve participant outcomes
Full Fiduciary Audit & Benchmarking — At No Cost
We conduct an in-depth, unbiased analysis of your current plan and walk you through the results in plain English — backed by real numbers, not opinions.
- Plan-level asset review by fund
- Fee benchmarking using your 408(b)(2) disclosures
- Review of current plan design and adoption agreement
- Evaluation of eligibility, vesting, advisor compensation, and administration
Empower You with Clear Decisions & Real Options*
Once the analysis is complete, we show you what's working, what's not, and what improvements are available — without pressure or obligation.
- Whether your plan is compliant
- If your fees are fair
- If your employees have strong investment options
- How to reduce risk for the company
* Advanced investment strategies involve additional risks and may not be suitable for all investors. All investing involves risk, including loss of principal, and there is no guarantee that any strategy will be successful or achieve its intended outcome.
Request a free fiduciary audit of your current plan.
We'll conduct an in-depth, unbiased analysis and walk you through the results in plain English — backed by real numbers, not opinions. The decision is always yours.
Quantum Leap Wealth Management LLC and William Goldman offer investment advice through Brookwood Investment Group, 3930 E. Ray Road, Suite 155, Phoenix, AZ 85044 ("Brookwood"). Brookwood is an investment adviser registered with the Securities and Exchange Commission ("SEC"). Registration with the SEC should not be construed to imply that the SEC has approved or endorsed qualifications or the services Brookwood offers, or that its personnel possess a particular level of skill, expertise or training.
Important information and disclosures related to Brookwood are available at www.brookwoodinvestmentgroup.com. Additional information pertaining to William Goldman and/or Brookwood's registration status, its business operations, services and fees, and its current written disclosure statement is available on the SEC's Investment Adviser public website at www.adviserinfo.sec.gov. Past performance is not a guarantee of future results.
Advanced investment strategies involve additional risks and may not be suitable for all investors. All investing involves risk, including loss of principal, and there is no guarantee that any strategy will be successful or achieve its intended outcome.
The Plan Sponsor retains a residual fiduciary duty to prudently select and monitor the service provider. The advisor is not a CPA and does not provide tax or legal advice; such services are provided in coordination with your own professionals.
This website and information provided are for marketing, guidance, and information purposes only. Neither Quantum Leap Wealth Management LLC nor Gold Federal Advisors LLC provides investment advice through this website. Investment advice is provided solely by Brookwood Investment Group, LLC pursuant to a written advisory agreement. View full disclosures and privacy policy →
Every service. One dedicated partner.
Tell us where you are in your journey. We will design the framework from there.